David Michael Sherwood

Current Employers

Greenberg Financial Group

4511 N Campbell Ave #255, Tucson, AZ 85718-6423 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-02-27

AZ RA
APPROVED

Since 2025-02-27

Branch Locations

4511 N Campbell Ave #255, Tucson, AZ 85718-6423 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Greenberg Financial Group	Tucson	AZ	03/2002	Present

03/2002 → Present

Greenberg Financial Group

Tucson, AZ

Previous Registrations

2023-04-25 → 2025-01-03

Greenberg Financial Group

Tucson, AZ

Tucson, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-04-20
S63	Uniform Securities Agent State Law Examination	1981-12-29

S65 Uniform Investment Adviser Law Examination

2023-04-20
S63 Uniform Securities Agent State Law Examination

1981-12-29

Other Names

Dave Michael Sherwood

View on SEC IAPD

Current Employers

Greenberg Financial Group

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews