John Edgar Brooks

Current Employers

Employment History

• 10/2007 → 11/2017
  National Planning Corporation
  Saint Albans, MO
• 11/2017 → Present
  Lpl Financial Llc
  Saint Albans, MO

Previous Registrations

• 2007-10-30 → 2017-11-29
  National Planning Corporation
  Fargo, ND
  St. Albans Rd, MO
  El Segundo, CA
  Los Angeles, CA
• 2003-07-25 → 2007-10-30
  American General Securities Incorporated
  St. Albans, MO
  Festus, MO
  St. Albans, MO

Other Businesses

1. 11/29/2017 - RESOURCE ONE ADVISORS LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/9/2010 - 30 Hours Per Month/30 Hours During Securities Trading. 2. 11/29/2017 - John Brooks - Not Investment Related - Wildwood, MO - Real Estate Rental - Owner. 3. 11/29/2017 - John Brooks - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 4/1/1978 - 60 Hours Per Month/60 Hours During Securities Trading - AGENT. 4. 12/5/2018 - Wall Street Advisors LLC - Not Investment Related - 779 Wall Street, O'Fallon, IL 62269 - Other-Building Purchase agreement - Started 11/19/2018 - 0 Hours Per Month - LLC was created to purchase an office building. 5. 12/1/2021 - wall street ADVISORS - Investment Related - 779 Wall Street, O'Fallon, Il. 62269 - Real Estate Rental - Started 12/05/2018 - 0 Hours Per Month - Leasing out part of office 6. 08/28/2023 - B4 Posh Farms LLC - Business Entity For Tax/Investment Purposes Only - Manager/Member of LLC - Not Investment Related - Sullivan, MO - Start Date 08/24/2023 - 1 Hour Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-18
• S63 Uniform Securities Agent State Law Examination
  1991-02-12