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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-23 |
| MO | RA | APPROVED | 2018-09-21 |
Branch Locations
Chesterfield, MO • United States
3451 St Albans Road Suite C, Saint Albans, MO 63073 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tgi Friday's | St. Charles | MO | 05/2015 | 03/2017 |
| Edward Jones | St. Peters | MO | 02/2017 | 08/2017 |
| Lindenwood University | St. Charles | MO | 01/2014 | 12/2017 |
| Resource One Advisors, Llc | St. Albans | MO | 09/2017 | Present |
| Lpl Financial, Llc | Saint Albans | MO | 11/2017 | 05/2018 |
| National Planning Corporation | Saint Albans | MO | 08/2017 | 11/2017 |
| Lpl Financial, Llc | Saint Albans | MO | 05/2018 | Present |
1. 05/17/2018 - FINANCIAL MARKETS, INC./ NON-VARIABLE INSURANCE/ 10%/ RAPID CITY, SD 2. 05/17/2018 - RESOURCE ONE ADVISORS LLC/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 70%/ SAINT ALBANS, MO 3. 01/03/2019 - Darling Wealth Management - investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date 12/10/2018 - 160 hours/month - 120 hours during trading. 4. 12/13/2023 - Other - Film - Extra - Not Investment Related - St. Louis University Hospital - film set - Start Date 12/02/2023 - 10 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-21 |
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