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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-01-01
TX RA APPROVED 2022-08-09
  • MI RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2022-08-09

Branch Locations

924 Centennial Way Ste 480, Lansing, MI 48917-8247 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

924 Centennial Way Ste 480, Lansing, MI 48917-8247 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Lansing MI 01/1988 08/2022
Mass Mutual Life Insurance Company Lansing MI 05/1976 08/2022
Lpl Financial Lansing MI 08/2022 Present
  • 01/1988 → 08/2022
    Lansing, MI
  • 05/1976 → 08/2022
    Mass Mutual Life Insurance Company
    Lansing, MI
  • 08/2022 → Present
    Lpl Financial
    Lansing, MI
Previous Registrations
Other Businesses

1-05/1976 / Craig Miller Professional Financial Services / Non-Variable Insurance / Investment Related / Lansing, MI 48917 2- 07/2005 / Woodridge Commons Condominium Association / Non-Profit Board Member / Non Investment Related / Lansing, MI 48917 3-09/1997 / Real Estate Rental / Investment Related / 924 Centennial Way Suite 470 Lansing, MI 48917 4-08/22/2022 - Craig Miller Professional Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 5/20/1976 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-10-06
S63 Uniform Securities Agent State Law Examination 1988-06-29
  • S65 Uniform Investment Adviser Law Examination
    2010-10-06
  • S63 Uniform Securities Agent State Law Examination
    1988-06-29

View on SEC IAPD

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