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999 Vanderbilt Beach Road Suite 200, Naples, FL 34108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-02-15 |
Branch Locations
999 Vanderbilt Beach Road Suite 200, Naples, FL 34108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Parsippany | NJ | 07/2010 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Florham Park | NJ | 12/2016 | 06/2017 |
| Bank Of America, N.A. | Florham Park | NJ | 12/2016 | 06/2017 |
| Massmutual | Bridgewater | NJ | 07/2017 | 12/2017 |
| Mml Investors Services | Bridgewater | NJ | 07/2017 | 12/2017 |
| Ronald Gelok And Associates Llc | Parsippany | NJ | 01/2018 | Present |
1) Ronald Gelok and Associates LLC; Investment-related; 2001 US Highway 46E, Parsippany, 7054 NJ; Financial Advisor; Wealth management, investment planning; Dec 03,2018; 100 hours; 3 hours during trading hours; Wealth management, investment planning; 2) Brian Ginty; Non Investment-related; 6 Elco Ct, Bayonne, 7002, NJ; Life insurance and non-variable annuities; agent; Jun 28,1985; 100 hours; 3 hours during trading hours; Sales of various lines of insurance through various insurance carriers
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-03-13 |
| S65 | Uniform Investment Adviser Law Examination | 2011-01-21 |
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