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Inactive

Donald William Nicholson

Donald W. Nicholson & Associates Ltd

Wilmington , DE

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Current Employers
Donald W. Nicholson & Associates Ltd

1403 Silverside Rd Ste B, Wilmington, DE 19810 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 1989-01-01
  • DE RA
    APPROVED
    Since 1989-01-01

Branch Locations

1403 Silverside Road Suite B, Wilmington , DE 19810-4434 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
#Ia Donald W. Nicholson & Associates, Lt Wilmington DE 11/1996 Present
  • 11/1996 → Present
    #Ia Donald W. Nicholson & Associates, Lt
    Wilmington, DE
Other Businesses

NICHOLSON DONALD W & ASSOCIATES LTD -REGISTERED INVESTMENT ADVISOR - WILMINGTON, DE., AS WELL AS INSURANCE SALES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-25
S63 Uniform Securities Agent State Law Examination 1985-06-04
  • S65 Uniform Investment Adviser Law Examination
    1997-02-25
  • S63 Uniform Securities Agent State Law Examination
    1985-06-04

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE
KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE
PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE
EDWARD JONES · WILMINGTON, DE

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