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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-09 |
| MN | RA | APPROVED | 2018-06-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corp | Tampa | FL | 12/2016 | 02/2018 |
| Krienke Foods International | Mt. Lake | MN | 10/2015 | 06/2018 |
| Lpl Financial Llc | Mankato | MN | 02/2018 | 05/2018 |
| Thrivent Investment Management Inc | Redwood Falls | MN | 06/2018 | Present |
| Thrivent Financial | Appleton | WI | 07/2018 | 08/2018 |
| Thrivent Financial | Appleton | WI | 08/2018 | Present |
WINDOM ARENA BUILDING COMITTEE POSITION: Board Member NATURE: We are a group of parents who are responsible for a new addition that is being added to the Windom Hockey Arena - we have fundraised the entire project INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: PO Box 41, Windom MN 56101, United States DESCRIPTION: I was an active member in fundraising the entire $500,000 addition which all funding is now completed. In an ongoing manner we will look to make additional improvements as well as general building recomendations ARENA BOOSTER CLUB POSITION: Board Member NATURE: Community board that raises funds for the various activities of our Local Arena. Many youth and community activities take place ranging from youth hockey, racquetball, figure skating, hoarse shows etc. Many of these activities need additional funding or scholarships for participants which this board can provide INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2019 ADDRESS: 50343 County Rd 13, Windom MN 56101, United States DESCRIPTION: My duties will include serving on the board which will in some cases raise funds for future scholarship/Arena project needs as well as helping to determine project funding amounts. FIRST UNITED METHODIST CHURCH POSITION: Member NATURE: I have been asked to serve on a Staffing Parish Relations committee - We will be evaluating the workload of the church and determine what staffing needs we have as well as any HR issues that may arise. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/10/2021 ADDRESS: 974 6th St, Windom MN 56101, United States DESCRIPTION: Evaluate HR and Staffing needs within the church WINDOM VARSITY/ JV HOCKEY POSITION: Assistant Boys Varsity /JV Coach NATURE: I am an assistant/ Goalie coach for our Varsity Hockey team. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2022 ADDRESS: 1400 17th St, Windom MN 56101, United States DESCRIPTION: I help with organizing and running Practices of Boys JV and Varsity as well as coach durring games ESPENSON GROUP LLC POSITION: My wife is the owner NATURE: This is a commercial Laundry which primarily performs laundry services to our local hospital, fire dept, dental clinics and funeral homes. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2007 ADDRESS: 728 4th Ave, WIndom MN 56101, United States DESCRIPTION: I fill in if needed to help with Maintenance WINDOM METHODIST CHURCH POSITION: Member NATURE: This is a Church - Provide guidance and education for current membership as well as reach individuals in our community for Christ. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/10/2021 ADDRESS: 974 6th St, Windom MN 56101, United States DESCRIPTION: Evaluate HR and Staffing needs within the church
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-31 |
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