Patrick Joseph Thorogood

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2020-01-24

NJ RA
APPROVED

Since 2020-01-24

Branch Locations

10 Broad St., Suite 202, Red Bank, NJ 07701 • United States

Fair Haven, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Janney Montgomery Scott Llc	Philadelphia	PA	01/2002	01/2020
Lpl Financial, Llc	Red Bank	NJ	01/2020	Present

01/2002 → 01/2020

Janney Montgomery Scott Llc

Philadelphia, PA
01/2020 → Present

Lpl Financial, Llc

Red Bank, NJ

Previous Registrations

2005-09-16 → 2020-02-06

Janney Montgomery Scott Llc

Red Bank, NJ

Red Bank, NJ

Other Businesses

1. 01/24/2020 - GLADSTONE ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 100%/ RED BANK, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-02
S63	Uniform Securities Agent State Law Examination	1985-11-13

S66 Uniform Combined State Law Examination

2005-09-02
S63 Uniform Securities Agent State Law Examination

1985-11-13

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews