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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-15
NY RA APPROVED 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2025-12-15
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

300 Corporate Pkwy Suite 210N, Amherst, NY 14226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Comp Amherst NY 06/1991 Present
Mml Investors Services, Inc. Amherst NY 06/1991 Present
Planned Futures Financial Group Llc Amherst NY 01/1997 Present
  • 06/1991 → Present
    Massachusetts Mutual Life Insurance Comp
    Amherst, NY
  • 06/1991 → Present
    Mml Investors Services, Inc.
    Amherst, NY
  • 01/1997 → Present
    Planned Futures Financial Group Llc
    Amherst, NY
Other Businesses

1)NAME:F JAMES GINNANE INV REL:Y ADDR:300 CORPORATE PARKWAY SUITE 210 N AMHERST NY 14226 NATURE:10%OWNERSHIP IN THE RESOURCE HEALTH ADVISORS OF NYS, LLC POSITION:OWNER START:2018 NO HR/MO:3 NO HR/MO DUR TRADING:3. (2)NAME: PLANNED FUTURES FINANCIAL GROUP, LLC, INV REL: Y ADDR: 300 CORPORATE PARKWAY, SUITE 210N, AMHERST NY 14226, NATURE:INSURANCE, INVESTMENTS AND FINANCIAL ADVISING, POSITION: OWNER, START: 03/18/1997, NO HR/MO: 160 NO HR/MO DUR TRADING:160, DUTIES: SALES, SERVICE. (3)NAME:CEL ALUMNI ASSOCIATION, INV REL: N ADDR: 60 SCHOOL ST, P O BOX 559, ORCHARD PARK NY 14127 NATURE: ALUMNI ASSOCIATION OF CENTER FOR ENTREPENEURIAL LEADERSHIP, POSITION: CHAIRMAN, START: 8/16/2024, NO HR/MO: 10 NO HR/MO DUR TRADING: 8 DUTIES: CHAIRPERSON (PRESIDENT) OF VOLUNTEER ORGANIZATION FOR WHICH I RECEIVE NO REVENUE. (4)NAME: F. JAMES GINNANE, INV REL:Y ADDR: 300 CORPORATE PKWY, SUITE 210N, AMHERST NY 14226, NATURE:OUTSIDE INSURANCE, POSITION: AGENT, START: 5/21/2025, NO HR/MO:2 NO HR/MO DUR TRADING:2 DUTIES: ASSIST CLIENT WITH LIFE SETTLEMENT OF LIFE INSURANCE POLICIES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-04-27
  • S63 Uniform Securities Agent State Law Examination
    2006-04-27
Designations
Other Names
  • F James Ginnane

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