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Barbara Benner Hudock

Hudock Capital Group

Williamsport, PA

CRD 1023038

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Employer firm

Hudock Capital Group CRD 149255

$1.00B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hudock Capital Group

400 Market Street Suite 200, Williamsport, PA 17701 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2009-11-20
  • PA RA
    APPROVED
    Since 2009-11-20

Branch Locations

400 Market Street Suite 200, Williamsport, PA 17701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hudock Capital Group, Llc Williamsport PA 10/2009 Present
Comprehensive Asset Management & Servicing, Inc. Parsippany NJ 03/2011 01/2018
Apw Capital, Inc. Rockaway NJ 01/2018 Present
  • 10/2009 → Present
    Hudock Capital Group, Llc
    Williamsport, PA
  • 03/2011 → 01/2018
    Comprehensive Asset Management & Servicing, Inc.
    Parsippany, NJ
  • 01/2018 → Present
    Apw Capital, Inc.
    Rockaway, NJ
Previous Registrations
Other Businesses

1)HUDOCK CAPITAL GROUP; WILLIAMSPORT, PA; RIA; SVC. DESCRIPTION: REGISTERED INVESTMENT ADVISOR; LLC; TITLE: FOUNDING PARTNER AND CHIEF EXECUTIVE OFFICER; 100% TIME SPENT. 2)WOODCOCK FOUNDATION FOR APPRECIATION OF THE ARTS; JACKSONVILLE, FL; SVC. DESCRIPTION: NON-PROFIT FOUNDATION TO BENEFIT THE ARTS; DUTIES: FINANCE COMMITTEE-ADVISE AND MAKE RECOMMENDATIONS ON INVESTMENTS, ATTEND SEMI-ANNUAL MEETINGS, PARTICIPATE IN DETERMINING DISTRIBUTIONS TO NON-PROFIT ARTS GROUPS; TITLE: TRUSTEE; <1% TIME SPENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-04-21
S63 Uniform Securities Agent State Law Examination 1982-02-12
  • S65 Uniform Investment Adviser Law Examination
    1994-04-21
  • S63 Uniform Securities Agent State Law Examination
    1982-02-12
Other Names
  • Barbara Louise Benner
  • Barbara Benner (Maiden) Hudock

View on SEC IAPD

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