Best Investors Account Sign in

Alexander Scott Adams

Fifth Third Securities, Inc.

Indianapolis, IN

Indianapolis, IN

Carmel, IN

Claim This Profile
Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-06-13
IN RA APPROVED 2005-01-28
  • TX RA
    APPROVED_RES
    Since 2006-06-13
  • IN RA
    APPROVED
    Since 2005-01-28

Branch Locations

5692 Georgetown Road, Indianapolis, IN 46254 • United States

251 North Illinois St, Indianapolis, IN 46204 • United States

Carmel, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Indianapolis IN 05/2004 Present
Fifth Third Securities Indianapolis IN 05/2004 Present
  • 05/2004 → Present
    Fifth Third Bank
    Indianapolis, IN
  • 05/2004 → Present
    Fifth Third Securities
    Indianapolis, IN
Previous Registrations
  • 2002-10-16 → 2004-05-17
    Banc One Securities Corporation
    Indianapolis, IN
  • 1998-12-15 → 2002-08-14
    Citigroup Global Markets Inc.
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-24
S63 Uniform Securities Agent State Law Examination 1982-01-06
  • S66 Uniform Combined State Law Examination
    2002-09-24
  • S63 Uniform Securities Agent State Law Examination
    1982-01-06
Designations
Other Names
  • Alexander Scott Adams
  • Alexander Adams

View on SEC IAPD

Other Firms

SANCTUARY ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
NORTHWEST FINANCIAL SERVICES INC
INVESTMENT ADVISORS OF INDIANAPOLIS INC
BAXTER CAPITAL MANAGEMENT INC
CRF FINANCIAL GROUP
NORTHBOUND WEALTH
LPL FINANCIAL LLC

Other Investors

MARTIN WAYNE RICE
Michael REED Myers
BEAU MCCOY BARRETT
MICHAEL H LONGLEY
DAVID B GILMORE
Lucy L Gilmore
AARON JAMES PETTERSEN
HOLLY MARIE WHARTON

Other Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

More in Indianapolis, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor