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Jimmy Michael Cox

Osaic Wealth, Inc.

Wichita, KS

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2023-09-01
  • KS RA
    APPROVED
    Since 2023-09-01

Branch Locations

7348 W 21St Street Suite 115 -11K, Wichita, KS 67203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Al Williams Witchita KS 07/1980 Present
Sagepoint Financial, Inc Wichita KS 01/2009 09/2023
Osaic Wealth, Inc. Wichita KS 09/2023 Present
  • 07/1980 → Present
    Al Williams
    Witchita, KS
  • 01/2009 → 09/2023
    Sagepoint Financial, Inc
    Wichita, KS
  • 09/2023 → Present
    Wichita, KS
Previous Registrations
  • 2012-06-25 → 2023-09-01
    Osaic Services, Inc.
    Phoenix, AZ
    Wichita, KS
Other Businesses

1.) INSURANCE SALES BUSINESS/COMPANY NAME: J. MICHAEL COX INC 50% OF TIME SPENT. 2.) NOTARY POSITION: Notary NATURE: Sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/15/1982 ADDRESS: 6901 W 53 N, Wichita KS 67205, United States DESCRIPTION: Occasionally notarize signatures. 3.) KANSAS RETIREMENT CONSULTANTS POSITION: Other - Associate NATURE: Other - Association INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2010 ADDRESS: 2230 N. Ridge Road, Suite 2, Wichita KS 67205, United States DESCRIPTION: Assist clients in planning for retirement and corporation retirement plans

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-06
S63 Uniform Securities Agent State Law Examination 1982-01-04
  • S65 Uniform Investment Adviser Law Examination
    2012-06-06
  • S63 Uniform Securities Agent State Law Examination
    1982-01-04
Other Names
  • J Michael
  • Jimmy M Cox
  • Mike Cox
  • J Michael Cox

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