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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-09-01 |
Branch Locations
7348 W 21St Street Suite 115 -11K, Wichita, KS 67203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Al Williams | Witchita | KS | 07/1980 | Present |
| Sagepoint Financial, Inc | Wichita | KS | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | Wichita | KS | 09/2023 | Present |
1.) INSURANCE SALES BUSINESS/COMPANY NAME: J. MICHAEL COX INC 50% OF TIME SPENT. 2.) NOTARY POSITION: Notary NATURE: Sole proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/15/1982 ADDRESS: 6901 W 53 N, Wichita KS 67205, United States DESCRIPTION: Occasionally notarize signatures. 3.) KANSAS RETIREMENT CONSULTANTS POSITION: Other - Associate NATURE: Other - Association INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2010 ADDRESS: 2230 N. Ridge Road, Suite 2, Wichita KS 67205, United States DESCRIPTION: Assist clients in planning for retirement and corporation retirement plans
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-06-06 |
| S63 | Uniform Securities Agent State Law Examination | 1982-01-04 |
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