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Current Employers
Ashton Thomas Securities, Llc

100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-21
  • NY RA
    APPROVED
    Since 2021-08-21

Branch Locations

Square Deal Place 111 Grant Ave Suite 107, Endicott, NY 13760 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Mutual Life Insurance Co. Binghanton NY 02/1981 Present
Excel Securities & Associates, Inc Rochester NY 01/2009 Present
Cheevers Hand & Angeline Endicott NY 11/2009 Present
  • 02/1981 → Present
    John Hancock Mutual Life Insurance Co.
    Binghanton, NY
  • 01/2009 → Present
    Excel Securities & Associates, Inc
    Rochester, NY
  • 11/2009 → Present
    Cheevers Hand & Angeline
    Endicott, NY
Other Businesses

Cheevers Hand & Angeline; Non Investment Related; Insurance; President, Insurance Agent; Endicott NY; 11/2009; Devote 1 hour per month, 1 hour during market hours; Non-variable insurance sales and service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-03
S63 Uniform Securities Agent State Law Examination 1984-09-12
  • S66 Uniform Combined State Law Examination
    2009-09-03
  • S63 Uniform Securities Agent State Law Examination
    1984-09-12

View on SEC IAPD

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