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Brian Matthew Teta

Cetera Investment Advisers LLC

Endicott, NY

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-20
NY RA APPROVED 2021-03-31
  • TX RA
    APPROVED
    Since 2022-04-20
  • NY RA
    APPROVED
    Since 2021-03-31

Branch Locations

111 Grant Avenue Suite 208, Endicott, NY 13760 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Endicott NY 05/2010 01/2018
Foresters Advisory Services Llc Endicott NY 09/2012 06/2019
Self - Real Estate Rentals Vestal NY 12/2016 Present
Family Enrichment Network Johnson City NY 12/2016 Present
Foresters Financial Services Endicott NY 01/2018 06/2019
Cetera Investment Advisers Llc Endicott NY 06/2019 Present
Cetera Investment Services Llc St. Cloud MN 06/2019 Present
  • 05/2010 → 01/2018
    Foresters Financial
    Endicott, NY
  • 09/2012 → 06/2019
    Foresters Advisory Services Llc
    Endicott, NY
  • 12/2016 → Present
    Self - Real Estate Rentals
    Vestal, NY
  • 12/2016 → Present
    Family Enrichment Network
    Johnson City, NY
  • 01/2018 → 06/2019
    Foresters Financial Services
    Endicott, NY
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Endicott, NY
  • 06/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Previous Registrations
  • 2012-12-06 → 2019-06-25
    Foresters Advisory Services, Llc
    Endicott, NY
Other Businesses

1. )RENTAL PROPERTIES 100% OWNER 2.)OASIS FINANCIAL ADVISORS DBA CETERA BUSINESS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-07
S63 Uniform Securities Agent State Law Examination 2000-12-20
  • S66 Uniform Combined State Law Examination
    2012-08-07
  • S63 Uniform Securities Agent State Law Examination
    2000-12-20
Designations

View on SEC IAPD

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Alyssa Jordan Clark
CAITLIN ANNE KUHNEN
JEFFREY GLENN THATCHER
KEVIN EDWIN PORTER
CHRISTA RAENNE PERRY
RACHAEL ASHLEY KETTLE
DAVID CHRISTOPHER ROCHE
RUSSELL E. DIZER

Other Offices

LPL FINANCIAL LLC · ENDICOTT, NY
CETERA INVESTMENT ADVISERS LLC · ENDICOTT, NY
ASHTON THOMAS SECURITIES, LLC · ENDICOTT, NY
MML INVESTORS SERVICES, LLC · Endicott, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Endicott, NY
VOSS WEALTH MANAGEMENT · ENDICOTT, NY
LPL FINANCIAL LLC · ENDICOTT, NY
EQUITABLE ADVISORS, LLC · ENDICOTT, NY

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