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Brent Lee Emerick

Harvest Investment Services, LLC

Oakbrook Terrace, IL

Westfield, IN

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Current Employers
Harvest Investment Services, Llc

1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-06-30
  • IN RA
    APPROVED
    Since 2023-06-30

Branch Locations

1 Transam Plaza Drive Suite 230, Oakbrook Terrace, IL 60181-4285 • United States

Westfield, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comprehensive Financial Planning Services Corp. Westfield IN 01/1984 Present
Wealth Advisory Solutions, Llc Zionsvile IN 01/2018 06/2023
Harvest Investment Services, Llc Oakbrook Terrace IL 06/2023 Present
Previous Registrations
  • 2018-02-17 → 2023-06-30
    Wealth Advisory Solutions, Llc
    Zionsville, IN
  • 2003-03-03 → 2017-12-31
    Comprehensive Financial Planning Services Corp.
  • 1998-12-09 → 2002-12-31
    Comprehensive Financial Planning Services Corp.
    Zionsville, IN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-04-17
  • S63 Uniform Securities Agent State Law Examination
    1985-04-17
Designations

View on SEC IAPD

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