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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-18
  • CA RA
    APPROVED
    Since 2022-03-18

Branch Locations

2284 N. Glassell Street Suite G, Orange, CA 92865 • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2013 03/2022
Kovack Securities, Inc. Fort Lauderdale FL 03/2022 Present
Kovack Advisors, Inc. Fort Lauderdale FL 03/2022 Present
  • 01/2013 → 03/2022
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 03/2022 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 03/2022 → Present
    Fort Lauderdale, FL
Previous Registrations
  • 1998-09-11 → 2022-03-22
    Cetera Wealth Services, Llc
    Orange, CA
Other Businesses

1) DBA-CAPITAL GAINS FINANCIAL SERVICES- 2284 N. GLASSELL STREET, SUITE G, ORANGE, CA 92865; START DATE MAY 25, 2025; INVESTMENT RELATED; LIFE INSURANCE; ADVISORY; REGISTERED REPRESENTATIVE; 150 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 100 HOURS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS. 2) CAPITAL GAINS TAX ADVISORY - 2284 N. GLASSELL STREET, SUITE G, ORANGE, CA 92865; START DATE MAY 25, 2025; NON-INVESTMENT RELATED; TAX PREPARATION, TAX ADVISORY & ACCOUNTING; CONTRACTOR; 100 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 100 HOURS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS. 3) PAUL SEIG CPA, EA, CFP - 2284 N. GLASSELL STREET, SUITE G, ORANGE, CA 92865; INVESTMENT RELATED; CPA PRACTIVE; OWNER; 75% OF TIME SPENT. 4) SAFARI OF SOUTHERN CALIFORNIA - 2284 N. GLASSELL STREET, SUITE G, ORANGE, CA 92865; NON-INVESTMENT RELATED; COLLECT ANNUAL DUES AND RALLY FEES AND PAY BILLS FOR RV CLUB; TREASURER; 2% OF TIME SPENT. 5) INSURANCE - 2284 N. GLASSELL STREET, SUITE G, ORANGE, CA 92865; INVESTMENT RELATED; INSURANCE SALES THROUGH KOVACK; AGENT; 5% OF TIME SPENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-13
S63 Uniform Securities Agent State Law Examination 1995-05-11
  • S65 Uniform Investment Adviser Law Examination
    1998-08-13
  • S63 Uniform Securities Agent State Law Examination
    1995-05-11
Designations

View on SEC IAPD

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