Nancy Remp Gragg

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2003-04-29 → 2008-03-04
  Associated Securities Corp.
  Evanston, IL
  Corrales, NM
  Simi Valley, CA
  Redondo Beach, CA
• 2001-12-14 → 2008-03-04
  Associated Planners Investment Advisory Inc
  Redondo Beach, CA

Other Businesses

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 07/06/2016; APX NUMBER OF HOURS PER WEEK: 4 HOURS; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND LONG TERM CARE. 2) NAME OF OTHER BUSINESS: ADVANCED PLANNING SOLUTIONS, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR BROKER-DEALER BUSINESS THROUGH THE FIRM START DATE: 3/1/2013 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: VARIOUS FINANCIAL SERVICES 3) NAME OF OTHER BUSINESS: ADVANCED PLANNING SOLUTIONS, INC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TRUST FOR RELATIVE, START DATE: 9/2016, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF TRADING HOURS PER WEEK: 2, POSITION/TITLE/RELATIONSHIP: TRUSTEE, BRIEF DESCRIPTION OF DUTIES: HELP WITH RELATIVES ACCOUNTS. 4. NAME OF OTHER BUSINESS: TORRANCE MEMORIAL MEDICAL CENTER INVESTMENT RELATED: NO ADDRESS: 3330 LOMITA BLVD, TORRANCE, CA 90505 NATURE OF BUSINESS: HOSPITAL START DATE: 01/2018 POSITION/TITLE/RELATIONSHIP: PROFESSIONAL ADVISORY COUNCIL MEMBER APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: ATTEND MONTHLY SEMINARS, MAY BE SPEAKER. 5. NAME OF OTHER BUSINESS: PVP VILLAGE; INVESTMENT RELATED: NO; ADDRESS: 375 VIA ALMAR, ROOM D101, PALOS VERDES ESTATES, CA 90274; NATURE OF BUSINESS: BOARD; START DATE: 4/2026; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: CONTRIBUTE THOUGHTFUL IDEAS, CREATIVE OUTREACH STRATEGIES, AND SOUND PLANNING TO HELP STRENGTHEN MEMBERSHIP AND ENGAGEMENT;

Exams

• S66 Uniform Combined State Law Examination
  2001-10-31
• S63 Uniform Securities Agent State Law Examination
  1992-03-11