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Current Employers
Spire Wealth Management, Llc

7901 Jones Branch Dr. Suite 800, Mclean, VA 22102 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-02-28
  • MI RA
    APPROVED
    Since 2018-02-28

Branch Locations

7901 Jones Branch Dr. Suite 800, Mclean, VA 22102 • United States

8344 Hall Road Suite 101, Utica, MI 48317 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Fsc Securities Corp Atlanta GA 09/2016 12/2017
Spire Wealth Management Utica MI 01/2018 Present
  • 09/2016 → 12/2017
    Fsc Securities Corp
    Atlanta, GA
  • 01/2018 → Present
    Spire Wealth Management
    Utica, MI
Previous Registrations
Other Businesses

1A) PNF HOLDINGS LLC POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2008 ADDRESS: 8344 HALL ROAD, SUITE 101, UTICA MI 48317 DESCRIPTION: Agent for GBU Life a Fraternal Organization in Pittsburgh PA. They offer a fixed annuities. 1B) PNF HOLDINGS LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/11/2008 ADDRESS: 8344 HALL ROAD, SUITE 101, UTICA MI 48317 DESCRIPTION: Nabila K. Fluegge and I are each 50% members of PNF Holdings LLC. She is the lead manager of the records and financial records of the LLC. 3) KNIGHTSBRIDGE FINANCIAL: DBA to run Spire Securities and Spire Wealth business through. Established March 2018.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-11
S63 Uniform Securities Agent State Law Examination 1982-03-02
  • S65 Uniform Investment Adviser Law Examination
    2008-01-11
  • S63 Uniform Securities Agent State Law Examination
    1982-03-02

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