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Sue Jeanette Banas

Morgan Stanley

Beverly Hills, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-04-03
TX RA APPROVED 2017-03-31
  • CA RA
    APPROVED
    Since 2017-04-03
  • TX RA
    APPROVED
    Since 2017-03-31

Branch Locations

9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Los Angeles CA 10/2010 03/2017
J.P. Morgan Securities Llc Los Angeles CA 10/2008 03/2017
Morgan Stanley Beverly Hills CA 03/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-26
S63 Uniform Securities Agent State Law Examination 1990-01-04
  • S65 Uniform Investment Adviser Law Examination
    1999-06-26
  • S63 Uniform Securities Agent State Law Examination
    1990-01-04
Other Names
  • Sue Banas Thume

View on SEC IAPD

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