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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-08-12 |
| CO | RA | APPROVED | 2006-08-07 |
| AZ | RA | APPROVED | 2006-07-31 |
Branch Locations
6991 East Camelback Road Suite D200, Scottsdale, AZ 85251 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Scottsdale | AZ | 05/2009 | Present |
GECKO CAPITAL MANAGEMENT LLC; NOT INVESTMENT RELATED; SCOTTSDALE, AZ; LLC ESTABLISHED FOR OFFICE EXPENSE SHARING; 25% OWNERSHIP; START DATE = 01/01/2011; 2 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS. MESSMAN CAPITAL MANAGEMENT INC, INVT RELATED, SCOTTSDALE, AZ, 100% OWNERSHIP, START DATE 1/1/2007, 10 HRS PER MONTH, 1 HR DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-27 |
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