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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-11-01 |
| NJ | RA | APPROVED | 2004-03-17 |
| TX | RA | APPROVED_RES | 1990-08-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mount Laurel | NJ | 07/1979 | Present |
| Bank Of America,N.A. | Mount Laurel | NJ | 06/2011 | Present |
ROSEWOOD EQUITIES LLC - MT. LAUREL, NEW JERSEY, 08054 - INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 1, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 06/28/12, POSITION - FAMILY HELD; REAL ESTATE INVESTING, PRINCIPAL SIGNATORY. I*97292 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: 5238 OCEAN DRIVE INVESTMENT RELATED: N ADDRESS OF BUSINESS: AVALON, NEW JERSEY 8202 NATURE OF BUSINESS: OTHER,RENTAL PROPERTY POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/26/2016 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM RENTING OUT THIS HOME FOR A MONTH BEFORE I START TO REBUILD AND RENOVATE THIS HOUSE ON THE CURRENT LOT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1981-12-15 |
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