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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
Nh Investment Management Mystic Packer Suites 12 Roosevelt Avenue, Mystic, CT 06355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors, Inc. | Mystic | CT | 02/2015 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY:NH Investment Management; Yes; 12 ROOSEVELT AVENUE; MYSTIC; CT; 06355; FINANCIAL SERVICES/DBA; President/Owner; 2/18/2015; 160; 160; Sale and Service of Insurance, Securities AND Investment Products 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 12 ROOSEVELT AVENUE; MYSTIC; CT; 6355; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 2/18/2015; 2; 2; SALE OF FIXED INSURANCE PRODUCTS 3. NAME OF ENTITY:NANCY HOLSTEIN-RENTAL; No; 2590 GOLD START HWY; MYSTIC; CT; 06355; RENTAL PROPERTY; OWNER; 2/1/2021; 0; 0; NONE AT THIS TIME|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-08 |
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