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Martin Firestone Bowers

Stifel, Nicolaus & Company, Incorporated

Conshohocken, PA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2013-10-25
PA RA APPROVED 2013-10-18
  • NC RA
    APPROVED
    Since 2013-10-25
  • PA RA
    APPROVED
    Since 2013-10-18

Branch Locations

Millennium One, 20 Ash Street, Conshohocken, PA 19428 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Conshohocken PA 10/2013 Present
  • 10/2013 → Present
    Stifel Nicolaus & Co Inc
    Conshohocken, PA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-01-19
S63 Uniform Securities Agent State Law Examination 1981-11-12
  • S65 Uniform Investment Adviser Law Examination
    2010-01-19
  • S63 Uniform Securities Agent State Law Examination
    1981-11-12

View on SEC IAPD

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