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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-06-02 |
| MI | RA | APPROVED | 2010-09-17 |
| TX | RA | APPROVED_RES | 1988-01-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Saginaw | MI | 08/1981 | Present |
| Bank Of America, Na | Sasaginaw | MI | 12/2009 | Present |
I*1192270For profit or not for profit: Entity CharitableName of outside business organization: Friends of the Public Libraries of SaginawInvestment related: NAddress of business: Saginaw, Michigan 48607Nature of business: Charitable OrganizationPosition, title, association: Board Member Start date of relationship: 3/1/2023Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Fund specific requests not covered in the library's budget.Give significant financial support to the library's Summer Reading Program which impacts babies, children, teens and adults.Sponsor special library programs, book sales, and activities throughout
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 1981-11-20 |
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