James David Curran

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-10-02
RI	RA	APPROVED	2014-06-30

TX RA
APPROVED_RES

Since 2020-10-02
RI RA
APPROVED

Since 2014-06-30

Branch Locations

28 Caswell St Ste 700, Narragansett, RI 02882 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Narragansett	RI	05/2014	Present

05/2014 → Present

Wells Fargo Advisors Financial Network, Llc

Narragansett, RI

Previous Registrations

2009-06-01 → 2014-06-02

Morgan Stanley

Providence, RI
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Providence, RI
2000-09-26 → 2007-04-02

Morgan Stanley Dw Inc.

Providence, RI

Providnece, RI

Other Businesses

OHANA PARTNERS LLC, INV RELATED, NARRAGANSETT, RI, 100% OWNERSHIP, START 4/23/2019, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-11-11
S63	Uniform Securities Agent State Law Examination	1981-11-17

S65 Uniform Investment Adviser Law Examination

1993-11-11
S63 Uniform Securities Agent State Law Examination

1981-11-17

View on SEC IAPD

Current Employers

Wells Fargo Advisors Financial Network, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews