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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2009-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Dubuque | IA | 08/1986 | Present |
| Raymond James Financial Services Advisors, Inc | Dubuque | IA | 01/2009 | Present |
| Investment Oversight Avisory Commission For City Of Debuque | Dubuque | IA | 06/2009 | 03/2019 |
| Chalmers & Eaton Investment Services, Llc | Dubuque | IA | 11/2007 | 12/2023 |
(1)Name of Business: Chalmers Investment Services LLC Address: 320 Alpine St, Dubuque, IA, 52001, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Other Investment Related: No Start Date: 06/24/2016 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Owner/Member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1981-11-18 |
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