Michael Daniel Steele

Employer firm

Steele Capital Management, Inc. CRD 107097

$3.55B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1994 → Present
  Steele Capital Management, Inc.
  Dubuque, IA

Previous Registrations

• 1999-01-27 → 2002-12-31
  Steele Capital Management, Inc.
  Dubuque, IA

Other Businesses

Interstate Building, LLLP.; not investment-related; 900 JACKSON ST STE LL2-1, Dubuque, IA 52001; commercial building for rent; passive investor; 2007; 0 hours worked as no responsibilities. 965 Development; not investment-related; 644 Larch Lane, IOWA CITY IA 52245, commercial land for sale; Passive Investor; 2004; 0 hours worked as no responsibilities MS Hawkeye Group; not investment-related; 1000 Main Street, Dubuque, IA 52001; commercial land for sale; Owner; 1 hour; 1 hour; working with real estate agent to sell property North Cascade Road Developers, LLC; not investment-related; 1800 Manson Road, Dubuque, IA 52003; residential land for sale; Passive Investor; 2005; 0 hours worked as no responsibilities RIC Funds; investment-related; 1415 West 22nd Street, Suite 1250; Oak Brook, IL 60523; invests in private businesses; Passive Investor; 0 hours worked as no responsibilities

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-07-19