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1000 Jackson Street Suite 201, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 1999-01-27 |
Branch Locations
1000 Jackson Street Suite 201, Dubuque, IA 52001 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Steele Capital Management, Inc. | Dubuque | IA | 06/1994 | Present |
Interstate Building, LLLP.; not investment-related; 900 JACKSON ST STE LL2-1, Dubuque, IA 52001; commercial building for rent; passive investor; 2007; 0 hours worked as no responsibilities. 965 Development; not investment-related; 644 Larch Lane, IOWA CITY IA 52245, commercial land for sale; Passive Investor; 2004; 0 hours worked as no responsibilities MS Hawkeye Group; not investment-related; 1000 Main Street, Dubuque, IA 52001; commercial land for sale; Owner; 1 hour; 1 hour; working with real estate agent to sell property North Cascade Road Developers, LLC; not investment-related; 1800 Manson Road, Dubuque, IA 52003; residential land for sale; Passive Investor; 2005; 0 hours worked as no responsibilities RIC Funds; investment-related; 1415 West 22nd Street, Suite 1250; Oak Brook, IL 60523; invests in private businesses; Passive Investor; 0 hours worked as no responsibilities
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-07-19 |
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