James Joseph Montalto

Current Employers

Employment History

• 08/1981 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mount Kisco, NY
• 07/2011 → Present
  Bank Of America, N.A.
  Ridgefield, CT

Other Businesses

I*1122266For profit or not for profit: Entity For ProfitName of outside business organization: Montalto-Myron LLCInvestment related: NAddress of business: Brookfield, ConnecticutNature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 12/21/2022Number of hours devoted: 12 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: Managing rental property. I*472312, Entity Type, Entity for Profit, Name of OBA: Pointy Heads LLC, Address: Brookfield, CT, 06804, Investment Related: No, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 06/20/2024, No Hours: 3hrs/Annually, No Hours during trading: 0, Duties: Owns Patent Royalty Interests, General Management Responsibilities. I*3317275, Entity Type: Entity Charitable, Name of OBA: St Joseph Roman Catholic Church, Address: Brookfield, Connecticut, 06804, Investment Related: N, Position, Title, Association: Committee, Employee Start Date: 01/01/2026, No Hours: 8 Yearly, No Hours during Trading: 0 Yearly, Duties: Serve on the finance committee with a group of other parishioners, advising the Pastor on operating and capital expenditures, budget. Roman Catholic Church

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-09-27
• S63 Uniform Securities Agent State Law Examination
  1982-01-11