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Douglas James Weisenberger

Cetera Investment Advisers LLC

Madison, WI

CRD 1017523

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-08-10
  • WI RA
    APPROVED
    Since 2023-08-10

Branch Locations

2945 Triverton Pike Dr Ste 200, Madison, WI 53711 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St. Paul MN 09/1981 08/2023
North Star Consultants Madison WI 09/1981 Present
C.R.I. Securities, Inc. St Paul MN 08/1983 10/2021
Securian Financial Services, Inc. St Paul MN 08/1983 08/2023
Cetera Wealth Services, Llc Madison WI 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 09/1981 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 09/1981 → Present
    North Star Consultants
    Madison, WI
  • 08/1983 → 10/2021
    C.R.I. Securities, Inc.
    St Paul, MN
  • 08/1983 → 08/2023
    Securian Financial Services, Inc.
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Madison, WI
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2007-07-11 → 2023-08-10
    Securian Financial Services, Inc.
    Madison, WI
    Madison, WI
    St. Paul, MN
  • 2003-11-07 → 2021-10-18
    Cri Securities, Llc
    Madison, WI
    Madison, WI
  • 1985-02-11 → 2007-12-31
    Marathon Advisors, Inc
    Madison, WI
    Minneapolis, MN
Other Businesses

1) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 2) RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/1988 ADDRESS: , Madison WI , United States DESCRIPTION: Owner 3) RUSK COUNTY REALTY INC POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/1988 ADDRESS: , Ladysmith WI , United States DESCRIPTION: Owner 4) BRUNO LAKE PROPERTIES, LLC POSITION: Owner NATURE: Hunting Land INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/29/2021 ADDRESS: 881 Hillcrest lane, Oregon WI 53575, United States DESCRIPTION: 120 acres of recreational hunting land. Duties are only to pay the property tax annually and enjoy. 5) CREATIVE INVESTMENTS II, LLC POSITION: Member NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/1988 ADDRESS: 807 Lake Avenue West, Ladysmith WI 54848, United States DESCRIPTION: Blanket rental propery/real estate OBA 6) NAME OF OTHER BUSINESS: BDYZNBRGR, LLC; INVESTMENT RELATED: NO; ADDRESS: E4000 CEDAR ROAD ELEVA, WI 54738; NATURE OF BUSINESS: REAL ESTATE; START DATE: 07/2024; POSITION/TITLE/RELATIONSHIP: CO-OWNER/MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PURCHASED A PLOT OF LAND TO BUILD SHED FOR STORAGE PURCHASES; 7) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 03/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS: 15, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-21
S63 Uniform Securities Agent State Law Examination 1982-01-07
  • S65 Uniform Investment Adviser Law Examination
    1997-02-21
  • S63 Uniform Securities Agent State Law Examination
    1982-01-07
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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