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John Carpas

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Akron, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2001-11-16
  • OH RA
    APPROVED
    Since 2001-11-16

Branch Locations

4000 Embassy Pkwy, Akron, OH 44333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Akron OH 03/1990 Present
Bank Of America, N.A. Akron OH 12/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-14
S63 Uniform Securities Agent State Law Examination 1981-10-16
  • S65 Uniform Investment Adviser Law Examination
    1993-12-14
  • S63 Uniform Securities Agent State Law Examination
    1981-10-16
Other Names
  • John James Carpas

View on SEC IAPD

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