Roger James Ensminger

Current Employers

Employment History

• 09/2009 → Present
  Lpl Financial, Llc
  Barrington, IL
• 11/2016 → Present
  Highpoint Advisor Group Llc (Dba:ROger J Ensminger & Associates)
  Barrington, IL

Previous Registrations

• 2017-01-19 → 2021-12-31
  Highpoint Planning Partners
  Barrington, IL
  Downers Grove, IL

Other Businesses

1. 6/25/2010 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - 5% OF TIME SPENT - LIFE, HEALTH & DISABILITY. 2. 7/28/2011 - ROGER J. ENSMINGER & ASSOCIATES - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE DBA - 5% OF TIME SPENT - OCCASSIONALLY SELL LIFE INSURANCE, HEALTH INSURANCE, DISABILITY INSURANCE AND LONG TERM CARE. 3. 1/25/2017 - HighPoint Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/20/2016 - 80 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Highpoint Advisory Group, an independent investment advisor firm. I started this business activity in January 2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 4/9/2018 - Roger J. Ensminger & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/09/1981 - 160 Hours Per Month/2 Hours During Securities Trading 5. 05/25/2023 - Professional Wealth Advisors PWA - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/01/2023 - 0 Hours Per Month/ During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2016-09-08
• S63 Uniform Securities Agent State Law Examination
  1991-11-16