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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-12-01 |
| VA | RA | APPROVED | 2016-08-25 |
| FL | RA | APPROVED | 2016-06-09 |
| MN | RA | APPROVED | 2013-12-16 |
| IL | RA | APPROVED | 2005-01-18 |
Branch Locations
901 Warrenville Road Suite 100, Lisle, IL 60532 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Lisle | IL | 09/2002 | Present |
| Osaic Wealth, Inc. | Lisle | IL | 03/2009 | Present |
1. R FINANCIAL RECAP POSITION: Sole Proprietor NATURE: Other -- Divorce Planning with individuals and families INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 10 START DATE: 03/01/2019 ADDRESS: 901 Warrenville Rd. Ste. 100, Lisle IL 60532, United States DESCRIPTION: Currently the duties are dealing with post decree divorce cases. These cases are back in front of the lawyers and judges 5-6 years after the initial divorce. Renegotiating divorce settlements for clients retirement- i.e. - maintenance, budgets, pension settlements, use of quadros and social security income. 2. PAFG, INC. POSITION: Owner NATURE: Corporation-sub chapter S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 3 START DATE: 02/20/2020 ADDRESS: 901 Warrenville Rd. Ste. 100, Lisle IL 60532, United States DESCRIPTION: Set up payroll pay vendors etc 3. FOCUS FINANCIAL NETWORK INC. POSITION: Insurance Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2021 ADDRESS: 901 Warrenville Rd Ste 100, Lisle IL 60532, United States DESCRIPTION: Sale and Service of life Insurance products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-24 |
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