Douglas George Thompson

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2002 → 09/2024
  Sigma Planning Corporation
  Ann Arbor, MI
• 08/2014 → 09/2024
  Parkland Securities
  Ann Arbor, MI
• 09/2024 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 09/2024 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2012-06-13 → 2024-10-03
  Spc
  Ann Arbor, MI
  Rochester, MN

Other Businesses

(1) Midwest Money Management, Inc.; DBA; Investment Related; 17316 Kenyon Ave, Ste 104, Lakeville, MN 55077; Administrator; Develop eMoney strategies for customers, meet with wholesalers for product selection, build client relationships and profiles with new customers; Start 1999; 30 hours/month, 30 hours/month during trading. (2) Men of His Word; Faith Based Men's Group; Not investment related; 2207 11th Ave S. E., Rochester, MN 55904; Chairman; Find sponsors to financially support the Fall conference the last Saturday in October each year; Start 1/2015; 5-8 hours/month, 2 hours/month during trading. (3) Doug & Kris Thompson Properties, LLC; Rental Property; Investment Related; 3495 Hart Lane S.W., Rochester, MN 55902; Owner; Property is located in The Wisconsin Dells/Wilderness Territory, Pay maintenance costs quarterly, turn key operation otherwise; Start 8/2011; 10 hours/month, 1-2 hours/month during trading. (4) RoPer Properties LLC; Rental properties; Investment Related; 3495 Hart Ln, S.W., Rochester, MN 55902; Partner with two brothers; Pay maintenance cost quarterly, turn key operation otherwise, located in the The Wisconsin Dells, Wilderness Territory; Start 9/2022; <1 hour/month, 0 during trading. (5) Doug & Kris Thompson (Joint); Rental Property; Investment Related; 1445 Dynasty Place, The Villages, FL 32163; Owner; Find renters, manage the property; collect rent; Start 4/2020; 8-10 hours/month, 1-2 hours during trading. (6) Ascension Lutheran Church; Not investment related; 2207 11th Ave, SE, Rochester, MN 55904; Church Council President; Oversee operations of the church as well as church council and congregational meetings; Start 1/1/25; 2 hours/month during trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-01-11

Designations

• Chartered Financial Consultant

Other Names

• Doug Thompson