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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gfa Financial Group, Llc | Clearwater | FL | 05/2006 | Present |
| Signator Investors, Inc. | Clearwater | FL | 05/2016 | Present |
| Royal Alliance Associates, Inc. | Tampa | FL | 11/2018 | Present |
1. GFA FINANCIAL GROUP, LLC POSITION: Register Admin NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 01/01/2021 ADDRESS: 5601 Mariner St.. Suite 475, Tampa FL 33609, United States DESCRIPTION: Assist with finding opportunities to acquirer retiring financial professional practices to add clients and assets to GFA's book of business. Provide estate planning research/concept to the GFA staff as I hold CLU and ChFC license
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-11-18 |
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