Best Investors Account Sign in

Richard Lane Laxson

Charles Schwab & Co., Inc.

Seattle, WA

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-10-04
  • WA RA
    APPROVED
    Since 2021-10-04

Branch Locations

400 Westlake Ave N Suite 110, Seattle, WA 98109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Ft. Worth TX 06/2006 08/2021
Charles Schwab & Co., Inc. Seattle WA 08/2021 Present
Charles Schwab Bank, Ssb Seattle WA 08/2021 Present
  • 06/2006 → 08/2021
    Td Ameritrade, Inc.
    Ft. Worth, TX
  • 08/2021 → Present
    Charles Schwab & Co., Inc.
    Seattle, WA
  • 08/2021 → Present
    Charles Schwab Bank, Ssb
    Seattle, WA
Previous Registrations
  • 2014-05-23 → 2021-10-20
    Td Ameritrade, Inc.
    Bellevue, WA
    Fort Worth, TX
    Westlake, TX
    Seattle, WA
  • 2014-05-23 → 2021-10-20
    Td Ameritrade Investment Management, Llc
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-22
S63 Uniform Securities Agent State Law Examination 2006-12-18
  • S66 Uniform Combined State Law Examination
    2014-05-22
  • S63 Uniform Securities Agent State Law Examination
    2006-12-18
Other Names
  • Richard Land Laxson

View on SEC IAPD

Other Firms

KLAKNA GROUP LTD
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC
MADISON PARK CAPITAL ADVISORS, LLC
ETERNAL DIGITAL FUND LTD.
FREESTONE CAPITAL MANAGEMENT, LLC
CEDAR RIVER CAPITAL, LLC
ROBERT A. UNDERHILL P.C.
SITKA PACIFIC CAPITAL MANAGEMENT, LLC

Other Investors

JOHN DAVID ALBERG
JEFFREY ALAN MULLEN
CHRIS DARRYL FEATHERSTONE
WILLIAM LEE REECE
ANDREW JAMES BARFOOT
JONATHAN JACOB WITTLIN
MATTHEW ALLAN TIGERT
JENNA M BRAZILE

Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

More in Seattle, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor