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Stephen Kent Davis

Safe Harbor Asset Management, Inc.

Huntington, NY

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Current Employers
Safe Harbor Asset Management, Inc.

167 East Main Street, Huntington, NY 11743 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-13
  • NY RA
    APPROVED
    Since 2021-06-13

Branch Locations

167 East Main Street, Huntington, NY 11743 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Safeharbor Asset Management Huntington NY 12/1995 Present
  • 12/1995 → Present
    Safeharbor Asset Management
    Huntington, NY
Previous Registrations
Other Businesses

INSURANCE: I CONDUCT INSURANCE BUSINESS FOR LIFE & ANNUITIES. I AM CURRENTLY NOT A GA.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-08-13
  • S63 Uniform Securities Agent State Law Examination
    1998-08-13

View on SEC IAPD

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