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Kristen Brammer Taylor

Stifel, Nicolaus & Company, Incorporated

Wenatchee, WA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-28
WA RA APPROVED 2009-09-11
  • TX RA
    APPROVED_RES
    Since 2019-05-28
  • WA RA
    APPROVED
    Since 2009-09-11

Branch Locations

One Fifth Street Suite 300, Wenatchee, WA 98801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Wenatchee WA 09/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-17
S63 Uniform Securities Agent State Law Examination 1988-07-06
  • S65 Uniform Investment Adviser Law Examination
    1993-03-17
  • S63 Uniform Securities Agent State Law Examination
    1988-07-06
Other Names
  • Kristen Lenore Brammer

View on SEC IAPD

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WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WENATCHEE, WA
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LPL FINANCIAL LLC · WENATCHEE, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Wenatchee, WA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · WENATCHEE, WA
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