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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-09-21
MI RA APPROVED 2014-11-12
OK RA APPROVED 2010-09-13
TX RA APPROVED 2010-09-07
  • FL RA
    APPROVED
    Since 2018-09-21
  • MI RA
    APPROVED
    Since 2014-11-12
  • OK RA
    APPROVED
    Since 2010-09-13
  • TX RA
    APPROVED
    Since 2010-09-07

Branch Locations

550 Bailey Avenue Suite 700, Fort Worth, TX 76107 • United States

1001 Bay St, Traverse City, MI 49684 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Fort Worth TX 08/2010 Present
  • 08/2010 → Present
    Robert W. Baird & Co.
    Fort Worth, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-01
S63 Uniform Securities Agent State Law Examination 1981-11-30
  • S65 Uniform Investment Adviser Law Examination
    1996-11-01
  • S63 Uniform Securities Agent State Law Examination
    1981-11-30

View on SEC IAPD

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