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Current Employers
Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-04-25
TX RA APPROVED 2025-04-25
  • IL RA
    APPROVED
    Since 2025-04-25
  • TX RA
    APPROVED
    Since 2025-04-25

Branch Locations

10709 W. 159Th Street, Orland Park, IL 60467 • United States

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ofm Wealth Orland Park IL 10/1982 04/2025
Modern Wealth Management, Llc Lenexa KS 04/2025 Present
Previous Registrations
  • 1997-10-18 → 2025-09-25
    Ofm Wealth
    Orland Park, IL
    Orland Park, IL
  • 2005-03-28 → 2013-04-26
    Orland Park, IL
  • 2005-03-18 → 2005-03-28
    Cambridge Investment Research, Inc.
    Scottsdale, AZ
    Orland Park, IL
    Frankfort, IL
    Scottsdale, AZ
    Chicago Heights, IL
  • 1995-04-04 → 2005-03-18
    Cetera Wealth Services, Llc
    Orland Park, IL
Other Businesses

NAME OF OBA: INSURANCE LICENSE ADDRESS OF OBA: 10709 W. 159TH STREET, ORLAND PARK, IL. 60467 NATURE: INSURANCE INVESTMENT RELATED: YES RELATIONSHIP WITH OBA: LICENSEE DUTIES: OVERSIGHT OF EXISTING LIFE INSURANCE AND VARIABLE ANNUITIES. START DATE: 05/15/1976 APPROX. NUMBER OF HOURS/MONTH: 5.0 APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 5.0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-11-04
  • S63 Uniform Securities Agent State Law Examination
    1982-11-04
Designations

View on SEC IAPD

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