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Michael Bingham Ballard

Ae Wealth Management, LLC

Birmingham, AL

Huntsville, AL

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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-10-31
AL RA APPROVED 2016-10-26
  • TX RA
    APPROVED_RES
    Since 2016-10-31
  • AL RA
    APPROVED
    Since 2016-10-26

Branch Locations

1 Perimeter Park S Ste 318N, Birmingham, AL 35243 • United States

600 Boulevard South Sw Ste 302, Huntsville, AL 35802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gf Investment Services, Llc Sarasota FL 05/2013 10/2016
Global Financial Private Capital, Llc Sarasota FL 05/2013 10/2016
Alliance Wealth Mgt Group, Llc Birmingham AL 12/2002 Present
Ae Wealth Management Llc Topeka KS 10/2016 Present
Madison Avenue Securities, Llc San Diego CA 12/2016 02/2017
Ballard Enterprises, Inc. Homewood AL 01/2018 08/2023
American Financial Education Alliance Charlotte NC 02/2018 Present
  • 05/2013 → 10/2016
    Gf Investment Services, Llc
    Sarasota, FL
  • 05/2013 → 10/2016
    Global Financial Private Capital, Llc
    Sarasota, FL
  • 12/2002 → Present
    Alliance Wealth Mgt Group, Llc
    Birmingham, AL
  • 10/2016 → Present
    Topeka, KS
  • 12/2016 → 02/2017
    San Diego, CA
  • 01/2018 → 08/2023
    Ballard Enterprises, Inc.
    Homewood, AL
  • 02/2018 → Present
    American Financial Education Alliance
    Charlotte, NC
Previous Registrations
  • 2016-12-21 → 2017-01-04
    Birmingham, AL
    San Diego, CA
    San Diego, CA
  • 2013-05-22 → 2016-10-21
    Global Financial Private Capital, Inc.
    Birmingham, AL
    Sarasota, FL
  • 2000-11-14 → 2013-05-22
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
    Birmingham, AL
Other Businesses

1. DBA AND INSURANCE: ALLIANCE WEALTH MANAGEMENT GROUP, INC.; INVESTMENT RELATED; 1 PERIMETER PARK SOUTH, SUITE 318-NORTH, BIRMINGHAM AL 35243; INSURANCE PLANNING; OWNER/PLANNER; STARTED 09/26/2002; 50 HRS/WK; 25 TRADING HRS/WK; MEETING WITH PROSPECTS, CLIENT REVIEWS SALES PRESENTATIONS, SEMINARS, RADIO, AND MARKETING. 2. AMERICAN FINANCIAL EDUCATION ALLIANCE; INVESTMENT RELATED; 8514 MCALPINE PARK DRIVE #280, CHARLOTTE, NC 28211; FINANCIAL EDUCATION CLASSES; CLASSROOM INSTRUCTOR; START DATE 2/2018; 8 HOURS PER MONTH, 0 DURING SECURITIES TRADING HOURS; CLASSROOM INSTRUCTION FOR FINANCIAL PLANNING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-13
S63 Uniform Securities Agent State Law Examination 1985-07-15
  • S65 Uniform Investment Adviser Law Examination
    1999-12-13
  • S63 Uniform Securities Agent State Law Examination
    1985-07-15
Other Names
  • Mike Ballard

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