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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-12 |
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
1731 Technology Dr Suite 600, San Jose, CA 95110 • United States
428 1/2 1St Street Suite 203, Woodland, CA 95695 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Woodland | CA | 02/1982 | Present |
| Pruco Securities, Llc. | Woodland | CA | 02/1982 | 11/2024 |
| Lpl Enterprise, Llc | Woodland | CA | 11/2024 | Present |
1) 01/24/2025 - PRUPAC/LIBERTY MUTUAL - Property and Casualty - PROPERTY AND CASUALTY INSURANCE AGENT - INV Related - At Woodland, CA - Start Date 01/02/1981 - 40hrs/mth - 40hrs During Trading 2) 01/24/2025 - PRUDENTIAL INS CO OF AMERICA - Non-Variable Insurance - TERM AND NON-VARIABLE PRUDENTIAL INSURANCE SALES - INV Related - At Woodland, CA - Start Date 01/02/1981 - 40hrs/mth - 40hs During Trading 3) 01/24/2025 - PRUDENTIAL INSURANCE CO OF AMERICA - Non-Variable Insurance Commission Trails - SERVICING OF PRUDENTIAL LIFE INSURANCE CONTRACTS - INV Related - At Woodland, CA - Start Date 01/02/1981 - 0hrs/mth - 0hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-06-20 |
| S65 | Uniform Investment Adviser Law Examination | 2008-03-07 |
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