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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2013-02-13
  • GA RA
    APPROVED
    Since 2013-02-13

Branch Locations

2400 Lakeview Parkway Suite 200, Alpharetta, GA 30009 • United States

Atlanta, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Alpharetta GA 02/2013 Present
Previous Registrations
  • 2011-06-28 → 2013-02-13
    Morgan Keegan & Company, Llc
    Alpharetta, GA
  • 2007-06-08 → 2011-06-21
    Alpharetta, GA
    Alpharetta, GA
    Alpharetta, GA
    Alpharetta, GA
    Alpharetta, GA
    Alpharetta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-06
S63 Uniform Securities Agent State Law Examination 1981-10-13
  • S65 Uniform Investment Adviser Law Examination
    2007-06-06
  • S63 Uniform Securities Agent State Law Examination
    1981-10-13

View on SEC IAPD

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