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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-08-29 |
| TX | RA | APPROVED_RES | 2022-08-25 |
Branch Locations
9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Century City | CA | 08/1984 | 08/2022 |
| Bank Of America, N.A. | Century City | CA | 12/2009 | 08/2022 |
| Morgan Stanley Smith Barney Llc | Beverly Hills | CA | 08/2022 | Present |
AMERICAN FRIENDS OF BEIT ISSIE SHAPIRO / NON-INVESTMENT RELATED / LOS ANGELES, CA / CHARITABLE ORGANIZATION / ASSIST WITH FUNDRAISING EVENTS - BUT HAVE NO TITLE / START 03/01/2015 / 20 HOURS DEVOTED ANNUALLY / 0 DURING TRADING HOURS / ENTITY'S PURPOSE IS TO HELP RAISE FUNDS IN LOS ANGELES TO SUPPORT THE ENTITY HEADQUARTERED IN NEW YORK CITY WHICH ENDEAVORS TO RAISE FUNDS FOR A HOME FOR MENTALLY AND PHYSICALLY HANDICAPPED CHILDREN IN ISRAEL / I HOLD NO TITLE BUT HELP THEM.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-10 |
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