Best Investors Account Sign in
Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-01-03
  • TX RA
    APPROVED
    Since 2012-01-03

Branch Locations

8911 N. Capital Of Texas Highway Bldg 4, Suite4350, Austin, TX 78759 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

1. CHRISTIAN LIFE CHURCH; 4700 WEST GATE BLVD., AUSTIN, TX 78745; BOARD MEMBER; START DATE 2/15/2019; APPROXIMATELY 5 HOURS PER MONTH. 2. SCS RESIDENTIAL PROPERTY OWNERS' ASSOCIATION; GRANITE SHOALS, TX; VOLUNTEER BOARD MEMBER; START DATE 6/1/2019; APPROXIMATELY 1 HOUR PER MONTH. 3. PERSONAL REAL ESTATE RENTAL PROPERTY; OWNER; START DATE 6/1/2013; APPROXIMATELY 3 HOURS PER MONTH. 4. EXECUTOR AND POWER OF ATTORNEY FOR MOTHER. NOT AGENT OF RECORD. 5. Parkshore 402, LLC; P.O. Box 161293, Austin, TX 78716; Secretary (volunteer); Start 5/1/2026; 0 Hours. 6. VARIOUS OUTSIDE INSURANCE APPOINTMENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-07
S63 Uniform Securities Agent State Law Examination 1984-04-12
  • S65 Uniform Investment Adviser Law Examination
    1996-10-07
  • S63 Uniform Securities Agent State Law Examination
    1984-04-12
Other Names
  • Ii Charles Newton Larkam

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor