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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-05
IL RA APPROVED 2007-07-06
  • TX RA
    APPROVED_RES
    Since 2017-10-05
  • IL RA
    APPROVED
    Since 2007-07-06

Branch Locations

4443 Marsh Hawk Drive, Loves Park, IL 61111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Lovespark IL 07/2007 Present
  • 07/2007 → Present
    Raymond James & Associates
    Lovespark, IL
Previous Registrations
  • 2006-09-18 → 2007-07-10
    A. G. Edwards & Sons, Inc.
    Rockford, IL
Other Businesses

(1)Name of Business: Rockton School District #140 Address: 1050 E Union St., Rockton, IL, 61072, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: No Start Date: 06/24/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Joining my kids K-8 school board.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-16
  • S66 Uniform Combined State Law Examination
    2006-09-16
Designations

View on SEC IAPD

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