Craig Jared Klaas

Employer firm

Klaas Financial Asset Advisors, LLC. CRD 121399

$758M regulatory AUM 116 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2007 → 07/2020
  Investacorp, Inc.
  Miami Lakes, FL
• 03/2007 → Present
  Klaas Financial Asset Advisors Llc
  Fitchburg, WI
• 07/2020 → 09/2020
  Securities America, Inc.
  Fitchburg, WI

Previous Registrations

• 2007-11-01 → 2015-11-17
  Investacorp Advisory Services Inc
  Loves Park, IL
• 2006-11-13 → 2006-11-30
  Kms Financial Services, Inc.
  Seattle, WA

Other Businesses

NAME: Notary Commission, Dane County, WI. INVESTMENT RELATED: No. ADDRESS: 5951 McKee Rd., Suite 200, Fitchburg, WI 53719. NATURE: Notarization of legal documents. POSITION: Notary Public. START DATE: 04/15/2010. HOURS/MONTH: Approximately 1. SECURITIES TRADING HOURS/MONTH: Approximately 1. DUTIES: Occasionally notarize signatures on legal documents. NAME: Insurance Agent. INVESTMENT RELATED: Yes. ADDRESS: 5951 McKee Rd., Suite 200, Fitchburg, WI 53719. NATURE: Insurance sales. POSITION: Insurance agent. START DATE: 02/01/2007. HOURS/MONTH: Approximately 1. SECURITY TRADING HOURS/MONTH: Approximately 1. DUTIES: Not currently selling any new fixed insurance products; however, listed as agent of record on fixed annuities and term life insurance policies. NAME: Pheasant Point 1 Homeowners Association, Inc. INVESTMENT RELATED: No. ADDRESS: 3869 Pheasant Point Court, Verona, WI 53593. NATURE: Homeowners' association. POSITION: President. START DATE: 06/01/2018. HOURS/MONTH: Approximately 1. SECURITIES TRADING HOURS/MONTH: Approximately 1. DUTIES: Act as President of HOA which maintains the covenants and restrictions for our neighborhood on a volunteer basis.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-06-03
• S66 Uniform Combined State Law Examination
  2006-11-10

Other Names

• C.J. Klaas
• Craig Jared Klaas