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Kathy Ann Schickerling

Ameriprise Financial Services, LLC

Lisle, IL

Naperville, IL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2013-10-11
TX RA APPROVED 2013-10-11
  • IL RA
    APPROVED
    Since 2013-10-11
  • TX RA
    APPROVED
    Since 2013-10-11

Branch Locations

3030 Warrenville Rd Ste 420, Lisle, IL 60532-1000 • United States

Naperville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Downers Grove IL 10/2013 03/2020
Ameriprise Financial Services, Llc Downers Grove IL 03/2020 09/2024
Ameriprise Financial Services, Llc Lisle IL 09/2024 Present
Previous Registrations
  • 2009-06-01 → 2013-10-23
    Morgan Stanley
    Naperville, IL
  • 2007-08-31 → 2009-06-01
    Citigroup Global Markets Inc.
    Naperville, IL
  • 2004-06-03 → 2007-09-18
    A. G. Edwards & Sons, Inc.
    Oakbrook Terrace, IL
    Oakbrook Terrace, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-02
S63 Uniform Securities Agent State Law Examination 1982-02-11
  • S66 Uniform Combined State Law Examination
    2004-06-02
  • S63 Uniform Securities Agent State Law Examination
    1982-02-11
Other Names
  • Kathy A Schickerling
  • Kathy Ann Ketelsen

View on SEC IAPD

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Other Offices

ADVISORS ASSET MANAGEMENT, INC. · LISLE, IL
ADVYZON INVESTMENT MANAGEMENT, LLC · LISLE, IL
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