Richard Albert Kaufman

Current Employers

Employment History

• 08/1986 → 07/2020
  Investacorp, Inc.
  Miami Lakes, FL
• 06/2007 → 07/2020
  Investacorp Advisory Services
  Miami Lakes, FL
• 06/1984 → Present
  Kaufman Advisory Services Inc.
  Reading, PA
• 07/2020 → 06/2024
  Securities America, Inc.
  Reading, PA
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  Reading, PA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Reading, PA

Previous Registrations

• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  Reading, PA
• 1991-10-31 → 2022-04-25
  Kaufman Advisory Services, Inc.
  Reading, PA
• 2007-06-21 → 2020-07-17
  Investacorp Advisory Services Inc
  Reading, PA

Other Businesses

1. Kaufman Financial Services, Investment Related, Conducted from 1609 Lancaster Ave, Reading, PA 19607. The nature of the Outside Business Activity (OBA) is DBA/Fixed Insurance, my position in the organization is owner, the duties of this position are dba, fixed insurance sales and securities business. 11/1977 was the start of the relationship with the other business and 6.5 hours are devoted to the other business per week and 160 of hours are devoted to the other business during securities trading hours per month. 2. KAUFMAN ADVISORY SERVICES, INC POSITION: President NATURE: Kaufman Advisory Services, Inc INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1990 ADDRESS: 1609 Lancaster Avenue, Reading PA 19607, United States DESCRIPTION: Fee Based Financial Planning Tax Preparation 3. RICHARD A KAUFMAN POSITION: owner NATURE: Independent Insurance Agent INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/01/1977 ADDRESS: 1609 Lancaster Ave, Reading PA 19607, United States DESCRIPTION: I sell Life Insurance and annuities to clients when appropriate

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-04-28