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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

10261 Yellow Circle Dr, Minnetonka, MN 55330 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Star Consultants, Inc Minneapolis MN 11/1980 Present
Minnesota Life Insurance Company St. Paul MN 01/1981 08/2023
Securian Financial Services, Inc. St. Paul MN 07/1990 08/2023
C.R.I. Securities, Inc. St. Paul MN 07/1990 10/2021
Fortune Financial Holdings, Llc Minnetonka MN 05/2000 Present
Self-Employed Minnetonka MN 03/2003 12/2019
Cetera Wealth Services, Llc Minnetonka MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Sunnyside Of Minnetrista, Llc Minnetrista MN 06/2026 Present
  • 11/1980 → Present
    North Star Consultants, Inc
    Minneapolis, MN
  • 01/1981 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 07/1990 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 07/1990 → 10/2021
    C.R.I. Securities, Inc.
    St. Paul, MN
  • 05/2000 → Present
    Fortune Financial Holdings, Llc
    Minnetonka, MN
  • 03/2003 → 12/2019
    Self-Employed
    Minnetonka, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minnetonka, MN
  • 08/2023 → Present
    Schaumburg, IL
  • 06/2026 → Present
    Sunnyside Of Minnetrista, Llc
    Minnetrista, MN
Previous Registrations
  • 2007-08-01 → 2023-08-10
    Securian Financial Services, Inc.
    Minnetonka, MN
    Minnetonka, MN
    St. Paul, MN
  • 2007-08-01 → 2021-10-18
    Cri Securities, Llc
    Minnetonka, MN
    Minnetonka, MN
  • 2003-09-26 → 2007-12-31
    Marathon Advisors, Inc
    Minneapolis, MN
Other Businesses

1) ACCRA CARE INC. POSITION: Employee NATURE: Service Industry INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2016 ADDRESS: , Hopkins MN , United States DESCRIPTION: Employee 2) FORTUNE FINANCIAL HOLDINGS LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2000 ADDRESS: , Minnetonka MN , United States DESCRIPTION: Owner 3) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 4) FORTUNE FINANCIAL LLC POSITION: Partner NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/1997 ADDRESS: 10261 Yellow Circle Drive, Minnetonka MN 55343, United States DESCRIPTION: Partner / DBA Employs support staff and allows for cost sharing among partners 5) NAME OF OTHER BUSINESS: ALTMAN FINANCIAL, INC. INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR EXPENSE MANAGEMENT; 6) NAME OF OTHER BUSINESS: SUNNYSIDE OF MINNETRISTA, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: SINGLE FAMILY HOME; START DATE: 6/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR DAY TO DAY OPERATIONS;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1980-12-08
  • S63 Uniform Securities Agent State Law Examination
    1980-12-08
Designations

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