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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-03-19
  • TN RA
    APPROVED
    Since 2022-03-19

Branch Locations

109 Donelson Pike, Nashville, TN 37214 • United States

475 Springfield Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American National Ins Co Nashville TN 02/1979 01/2022
Securities Management & Research, Inc. Nashville TN 09/1981 01/2022
Horizon Insurance Group Llc Lebanon TN 03/2011 Present
The Leaders Group Inc Littleton CO 03/2022 Present
  • 02/1979 → 01/2022
    American National Ins Co
    Nashville, TN
  • 09/1981 → 01/2022
    Securities Management & Research, Inc.
    Nashville, TN
  • 03/2011 → Present
    Horizon Insurance Group Llc
    Lebanon, TN
  • 03/2022 → Present
    The Leaders Group Inc
    Littleton, CO
Previous Registrations
Other Businesses

1.) HORIZON INSURANCE GROUP LLC - 3/15/2011 - 109 Donelson Pike, Nashville, TN 37214 - Independent Rep, Service and advise securities clients, Invt Rel, Insurance business, 180 hrs/mo; 50 hrs/mo (during trading hours). 2.) TLG ADVISORS INC - 03/15/2022 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR, Invt Rel, RIA business, 0 hrs/mo; 0 hrs/mo (during trading hours).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-03-11
  • S63 Uniform Securities Agent State Law Examination
    1982-03-11
Designations
Other Names
  • Tom Murphy
  • James Thomas Murphy

View on SEC IAPD

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